Royal Gold mining Limited SAVINGS/INVESTMENT PLAN AGREEMENTS
These are the agreements and other documents that establish and govern the Royal Gold mining Limited Savings Plan (the Investment Plan”) CLIENT RELATIONSHIP with Royal Gold mining Limited Advisers LLC and Royal Gold mining Limited Brokerage LLC.
TO BECOME A CLIENT OF Royal Gold mining Limited ADVISERS LLC, YOU AGREE TO THE FOLLOWING AGREEMENTS (THE “AGREEMENTS”) AND AGREE TO BE LEGALLY BOUND BY THEIR TERMS AND CONDITIONS:
(1) the Savings /Investment Plan Client Agreement between you and Royal Gold mining Limited Advisers LLC (“Royal Gold mining Limited Advisers”), an SEC-registered investment adviser and a wholly owned subsidiary of Royal Gold mining Limited Corporation.
(2) the Savings/Investment Plan Customer Brokerage and Custody Agreement between you and Royal Gold mining Limited Brokerage LLC (“Royal Gold mining Limited Brokerage”).
(3) the ESIGN Consent to Use Electronic Records, Disclosures and Signatures
(4) the Privacy Policy.
BEFORE ENTERING IN THE AGREEMENTS, YOU MUST READ AND CONSIDER THE AGREEMENTS CAREFULLY AND CONTACT Royal Gold mining Limited ADVISERS OR Royal Gold mining Limited BROKERAGE TO ASK ANY QUESTIONS YOU MAY HAVE. CLICKING THAT YOU AGREE HAS THE SAME LEGAL EFFECT AS SIGNING A PAPER VERSION OF EACH OF THE AGREEMENTS. BY CLICKING THAT YOU AGREE DURING THE APPLICATION PROCESS, YOU ACKNOWLEDGE AND AGREE THAT:
● THE AGREEMENTS MAY BE AMENDED FROM TIME TO TIME WITHOUT PRIOR NOTICE OR CONSENT FROM YOU.
● THE CURRENT AND APPLICABLE AGREEMENTS WILL BE AVAILABLE ON THE Royal Gold mining Limited ADVISERS’ WEBSITE AT www.royalgoldminingltd.com/rules.php.
● YOU WILL CHECK THE SITE FOR AMENDMENTS.
● BY KEEPING YOUR CLIENT ACCOUNT WITH Royal Gold mining Limited ADVISERS OR BY CONTINUING TO USE SERVICES PROVIDED BY Royal Gold mining Limited ADVISERS WITHOUT OBJECTING TO ANY AMENDMENTS OR NEW VERSIONS OF ANY OF THE AGREEMENTS POSTED ON THE SITE OR THE APP, YOU AGREE TO AND ACCEPT ALL TERMS AND CONDITIONS OF ANY AMENDED AGREEMENTS, INCLUDING ANY NEW OR CHANGED TERMS OR CONDITIONS.
● IMPORTANT NOTICE REGARDING ARBITRATION: WHEN YOU AGREE TO THE SAVINGS/INVESTMENT PLAN CLIENT AGREEMENT YOU ARE AGREEING TO RESOLVE ANY DISPUTE BETWEEN YOU AND Royal Gold mining Limited ADVISERS THROUGH BINDING, INDIVIDUAL, PRIVATE ARBITRATION RATHER THAN IN COURT. PLEASE REVIEW CAREFULLY.
410 ST-NICOLAS, SUITE 236 MONTRÉAL, QUÉBEC, H2P 1B9 CANADA.
QUÉBEC, H2P 1B9 CANADA.
https://royalgoldminingltd.com
Royal Gold mining Limited Advisers Savings Plan Wrap Fee Program Brochure
June 15, 2020
Item 1 Cover Page
This Royal Gold mining Limited Advisers 529 Savings Plan Wrap Fee Program Brochure (“Brochure”) provides information about the qualifications and business practices of Royal Gold mining Limited Advisers LLC (“Royal Gold mining Limited Advisers” or “we” or “us”), an investment adviser registered with the United States Securities and Exchange Commission (the “SEC”), in respect ofRoyal Gold mining Limited Advisers Savings Plan (the “savings/investment Plan”). Registration does not imply a certain level of skill or training but only indicates thatRoyal Gold mining Limited Advisers has registered its business with state and federal regulatory authorities, including the SEC (our SEC number is 801-68769). The information in this Brochure has not been approved or verified by the SEC or by any state securities authority.
If you have any questions about the contents of this Brochure, please contact us at contact@royalgoldminingltd.com
